Job Description

Job Description

Job Description

Larson Wealth Management - St Charles, IL: Ameriprise

Position: Paraplanner

Step into an instrumental role. Help conduct the smooth operation of a fast-paced—and friendly— private wealth office. Work as an employee of an independent advisor franchisee with a financial advisory practice of Ameriprise Financial.

We are seeking a detail-oriented and client-focused, licensed (or willingness and ability to pass the exam within a timeframe) Paraplanner to support our financial advisory team. In this role, you will assist with managing client accounts and handling service requests. You will play a key part in maintaining compliance with industry regulations and firm policies, while also supporting client onboarding, account setup, and transaction processing. As a primary point of contact for client inquiries, you’ll ensure the highest level of service and responsiveness. Additional responsibilities include preparing financial documents, reports, and meeting materials, as well as supporting ongoing client communication and follow-ups to strengthen relationships and enhance client satisfaction.

Key Responsibilities

• Support financial advisors in managing client accounts and fulfilling service requests, including executing trades, processing documentation and managing/resolving client service problems.
• Maintain compliance with industry regulations and firm policies.
• Support client onboarding, account setup, and transaction processing while serving as a point of contact for client inquiries.
• Prepare financial documents, reports, and meeting materials as needed.
• Support client follow-ups and communication while providing readily available information to clients, if requested and as allowable, as it relates to servicing their accounts.

Key Traits of a Successful Paraplanner

• Direct attention to detail and organization
• Effective communication with clients and other advisors/staff
• Effective and efficient time management
• Polite and clear phone manner
• Ability to multi-task
• Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial
• Ability to support and provide guidance for compliance within the advisor’s practice
• Positive attitude and sincere willingness to learn and grow

Education and Other Designations:

• College degree or higher
• 2+ years of similar experience
• Already have or be able to study for and pass exams for federal and state licenses and registrations for securities, including Series 7, Series 66, and State life, accident and health insurance licenses

Compensation and Benefits

• Competitive salary commensurate with experience
• Performance-based incentives
• Paid time off and professional development support
• Competitive benefits offered

Company Description

Ameriprise Financial has been helping individuals and institutions feel more confident about their financial future for 130 years. With extensive investment advice, asset management, and insurance capabilities, and a network of approximately 10,000 financial advisors across the nation, Ameriprise has the strength and expertise to serve a range of financial needs. The company has corporate locations throughout the U.S. and globally, and advisor offices in all 50 states. Investment advisory products and services are offered through Ameriprise Financial Services, LLC, a registered investment adviser. Securities are offered by Ameriprise Financial Services, LLC. Member FINRA and SIPC.

Job Tags

Similar Jobs