Job Description
Job Description
We’re looking for a detail-oriented Compliance Analyst to join a fast-paced investment management team. This role is ideal for professionals who enjoy supporting portfolio teams, monitoring trading activity, and helping improve compliance processes.
Key Responsibilities
- Implement and maintain trading controls based on client and regulatory guidelines
- Monitor pre- and post-trade activity across diverse portfolios
- Prepare compliance reports and support portfolio managers
- Identify potential risks and recommend improvements
- Participate in process and system enhancement initiatives
Qualifications
- Bachelor’s degree
- 1–3 years in investment management or compliance
- Strong Excel skills (VBA a plus)
- Analytical, detail-oriented, and proactive
- Team-oriented with strong communication skills
If you enjoy solving complex problems and contributing to a high-performing compliance team, we want to hear from you.
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